Richard B. Levin

Bryan Cave

Richard B. Levin

Bryan Cave

Biography

Richard B. Levin is a partner and the co-chair of the Bryan Cave Digital Currency Team.  His practice focuses on the representation of early stage and publicly traded companies in the financial services industry, including broker-dealers, hedge funds, alternative trading systems (ATSs), exchanges, and digital currency trading platforms. He represents these firms before the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), and the Financial Industry and Regulatory Authority (FINRA). Richard has represented clients before regulators in Australia, Canada, Hong Kong, Japan, and the United Kingdom. Richard also counsels companies that appear before the United States Senate and the House of Representatives.

 

Mr. Levin played a leadership role in the launch of two joint ventures of leading investment banks: Bank of America, Barclays, BlackRock, Citibank, Credit Suisse, Deutsche Bank, Goldman Sachs, JPMorgan Chase, Knight Capital Group, Merrill Lynch, Morgan Stanley, Northern Trust, State Street, and UBS, and also served in senior legal, business, and compliance positions in publicly traded and privately held financial services firms.

 

Before entering private practice, Richard was the Global Head of Product Development for Compliance and Operations for Deutsche Bank. He has also served as the General Counsel and Chief Compliance Officer of two U.S. ATSs and a U.K. based multi-lateral trading facility (MTF). Richard began his career on Wall Street by serving as the General Counsel of one of the original Electronic Communications Networks (ECNs), and as Assistant General Counsel and Regulatory Affairs Officer of Knight Capital Group.

 

Richard is a frequent speaker at conferences on regulatory and market structure issues and the co-author of the chapter on U.S. regulation of virtual currencies for the Digital Currency Handbook published by Elsevier in 2015.

All session by Richard B. Levin